Risk management

Breaking the mould: ESG as an Informational Function to Speaking Up in the Public Interest

We are in the midst of a regulatory arms race to rein in corporate power. Milton Friedman entered the stage during a slump in the economy in the 1970s, an ideal moment for him to influence the deregulation of the Reagan Era. Today, we find ourselves at another inflection point. [...]

August 5th, 2020|

SAFE And SOUND Or SAFE And SORRY?

It happens every time.  As I walk off stage having shared my story of whistleblowing on the biggest corporate collapse in South Africa’s history, individuals converge to engage with me.  Some shake my hand and thank me for speaking out, others inquire about best whistleblowing practice or the laws protecting whistleblowers.  [...]

June 28th, 2016|

Mind the Gap between Account and Ability: The FCA + the Senior Managers Regime for Accountability

The new UK rules on personal responsibility places firms and senior managers into a new world of regulatory requirements and obligations. It remains to be seen how industry standards will develop to protect well-intentioned senior managers from being held responsible for their firms’ regulatory breaches and how firms might structure [...]

June 5th, 2016|